Commodity Futures Trading Commission Act

Results: 1755



#Item
71Late-2000s financial crisis / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Gary Gensler / Swap / American International Group / Futures contract / Currency swap / Financial economics / Finance / Financial system

STRAIGHT TALK FROM A PRACTITIONER: NOTES FROM UNDER THE WALL Steven Lofchie* with assistance from Theresa Perkins** As a financial regulatory lawyer, I am accustomed to being cautious in my pronouncements. Equivocal and

Add to Reading List

Source URL: www.centerforfinancialstability.org

Language: English - Date: 2011-07-22 12:04:15
72Securities Act / United States securities law / Commodity Futures Trading Commission / Financial regulation / Financial economics / Finance / Investment / United States Securities and Exchange Commission / 73rd United States Congress / New Deal

CFTC Part 4 Exemption Easy Reference Guide

Add to Reading List

Source URL: www.nfa.futures.org

Language: English - Date: 2015-04-06 16:35:47
73Options Clearing Corporation / Futures contract / Securities Exchange Act / Commodity Futures Trading Commission / Derivative / Regulatory capture / Settlement / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCApril 16, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Execu

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-16 18:56:45
74Financial markets / Commodity Futures Trading Commission / Clearing / Derivative / Futures contract / Short / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Financial system / Finance

Microsoft Word - 116872384_1 (2).doc

Add to Reading List

Source URL: media.cantor.com

Language: English - Date: 2013-10-09 15:44:22
75Options Clearing Corporation / Securities / Exercise / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / Settlement / Bank / Commodity Futures Trading Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCApril 10, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 2 to an Advance Notice

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2015-04-10 17:00:18
76Clearing house / Securities / Clearing / Futures contract / Derivative / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Finance / Financial system

PDF Document

Add to Reading List

Source URL: www.blackrock.com

Language: English - Date: 2015-04-27 11:45:51
77Finance / 106th United States Congress / American International Group / Commodity Futures Modernization Act / Enron / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Derivative / U.S. Securities and Exchange Commission / Financial economics / Financial regulation / Economic history of the United States

Two Dodd-Frank Problems: the Effective Date and the Definitions Contingency Planning in the Absence of a Regulatory Structure June 13, 2011 This memorandum first explains the July 16, 2011 problem that will arise because

Add to Reading List

Source URL: www.centerforfinancialstability.org

Language: English - Date: 2011-06-14 12:38:10
78Derivative / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / Futures contract / Currency swap / Commodity Futures Modernization Act / Equity derivative / Total return swap / Financial economics / Finance / Financial system

Asobancaria 16th Treasury Management Conference Update on Dodd-Frank Act: Implications for Derivatives

Add to Reading List

Source URL: www.asobancaria.com

Language: English
79Derivative / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / Futures contract / Currency swap / Commodity Futures Modernization Act / Equity derivative / Total return swap / Financial economics / Finance / Financial system

Asobancaria 16th Treasury Management Conference Update on Dodd-Frank Act: Implications for Derivatives

Add to Reading List

Source URL: www.asobancaria.com

Language: English
80Derivative / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / Futures contract / Currency swap / Commodity Futures Modernization Act / Equity derivative / Total return swap / Financial economics / Finance / Financial system

Asobancaria 16th Treasury Management Conference Update on Dodd-Frank Act: Implications for Derivatives

Add to Reading List

Source URL: www.asobancaria.com

Language: English
UPDATE